About the Firm Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm’s employees
About the Firm Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm’s employees
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management
About the Firm Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm’s employees
Paralegal - Compliance (6-Month Contract) About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors. Our people are
Hong Kong SAR Business management, administration and support City Hong Kong SAR Job Type Full Time Your Career Comeback We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback. The
Investment Consultant (Licensed Corporation) About the job Investment Consultant (Licensed Corporation) Investment Consultant (Licensed Corporation) An Asset management Company licensed with SFC (EAM) is looking for a professional Investment Consultant to support investment advisory of its private banking & wealth
Representative (Type 4,9 Full/Part-Time) Act as a Licensed Representative for SFC Type 4, and Type 9 (Asset Management) regulated activities, with a clear pathway to be appointed as a Responsible Officer (RO) . Support the oversight, manage, and ensure
iPlatform HR Service Limited seeks a Representative (Type 4,9) with a clear RO pathway. The role is to act as a Licensed Representative for SFC Type 4 and 9, ensuring regulatory compliance and effective risk oversight within the firm.
Responsibilities: Manage the daily operations, sales activities, and customer service of frontline sales staff; supervise the sales team to achieve various business targets; and increase their contribution to the banks overall revenue. Manage, develop and straighten
Responsibilities: Execute business development strategy, market expansion strategy, and annual business plans within the Business Banking sector. Develop feasible client outreach for Business Banking RM Measure effectiveness of strategies in achieving business target and KPIs. Enhance
market rate salary, bonus PLUS profit share The opportunity Our client is a newly established Hong Kong-based hedge fund manager focused on US equities . The firm is developing a long-biased, quantamental investment strategy that combines
Responsible Officer (RO) – SFC Type 1, 4 & 9 This role is for an approved Responsible Officer overseeing SFC Type 1, 4 and 9 regulated activities. You will assume ultimate supervisory responsibility for the conduct
Act as a Responsible Officer (RO) for SFC Type 1 (Dealing in Securities) regulated activities; ensure all daily business operations strictly comply with the Securities and Futures Ordinance (SFO), SFC codes, and AML/KYC regulations. Serve as
Brokerage Compliance Manager (Life Insurer) - Up to 55k Advise broker partners and internal channel teams on sales practice, suitability / FNA, illustrations, commissions, referrals, cooling-off, replacement and marketing materials. Work directly with broker ROs, technical
With decades of industry experience, Howden Private Wealth is the preferred wealth planning partner to the world’s most respected private banks, family offices, law and tax advisory firms. As an independent life insurance broker, we specialise
- Support and oversee end-to-end ECM business executions, monitor market tracking and industry trends, prepare periodic market updates and internal reports; - Conduct due diligence support, transaction documentation and listing compliance work throughout the deal lifecycle;
The Role Contractor, Investment Team, Private Equity Key Accountabilities Serve as an SFC-approved unconditional Responsible Officer (Type 9) of BOCI Prudential Asset Management Limited (BOCI-Pru), responsible for overseeing a newly setup venture capital fund (the Fund)
With over 40 years of industry experience, Howden Private Wealth is the preferred wealth planning partner to the world’s most respected private banks, family offices, law and tax advisory firms. As an independent life insurance broker,
Proposed SFC Responsible Officer (Types 1, 4 & 9) Join a Hong Kong-based group undergoing business expansion as a Proposed Responsible Officer for a new regulated financial-services company. The new company will be incorporated in Hong