legal compliance officer jobs in Hong Kong

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Legal Compliance Officer Jobs In Hong Kong - 87 Job Positions Available

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View job summary: Legal & Compliance Officer Hong Kong

Responsibilities: Monitor compliance matters related to operations & investments. Investigate errors, breaches and complaints Assist in filings with SFC...

Funds Partnership Asia, EA Licence No: 15C7420 5 hours ago
BDO jobs
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View job summary: Legal & Compliance Officer – Asset Management Hong Kong

BDO (Hong Kong)

Key Responsibilities: Monitor compliance matters related to operations & investments. Investigate errors, breaches and complaints Assist in filings with SFC...

BDO 5 hours ago
Boundless Consultants Limited jobs
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View job summary: Legal and Compliance Officer Hong Kong

About Boundless Consultants Limited Boundless Consultants Limited is a professional recruitment services company in Hong Kong. The name “Boundless” is simply re...

Boundless Consultants Limited 5 days ago
ARGYLE STREET MANAGEMENT LIMITED jobs
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View job summary: Legal and Compliance Officer (Associate or VP) Hong Kong

Company Description: Job Description: Job description: Monitor compliance matters related to operations & investments. Investigate errors, breaches...

ARGYLE STREET MANAGEMENT LIMITED 5 hours ago
Citi jobs
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View job summary: Markets Ops, Securities & Derivatives Senior Manager - Vice President Hong Kong

Citi (Hong Kong)

The Sec & Derivatives Sr. Mgr. is a senior management level position responsible for accomplishing results through the management of a team or department in an ...

Citi 1 day ago
BNP Paribas jobs
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View job summary: Senior Relationship Manager, China Corporates Hong Kong

BNP Paribas (Hong Kong)

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 1...

BNP Paribas 19 hours ago
Wellington Management Company, LLP jobs
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View job summary: Compliance Analyst (Client and Marketing focused) Hong Kong

WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets....

Wellington Management Company, LLP 5 hours ago
Selby Jennings jobs
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View job summary: Legal and Compliance HF Hong Kong

Selby Jennings (Hong Kong)

Our client is a NY based Hedge Fund manager with $4B in AUM, who has recently expanded their Asia presence into Hong Kong. With their expansion they are looking...

Selby Jennings 5 hours ago
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View job summary: Associate Director, Products Compliance, Asset Management Hong Kong

Our client invest USD $250 billion globally on behalf of clients in 10 countries across Asia-Pacific, Europe, the Middle East, and South America. Their clients ...

Page Executive Hong Kong 5 hours ago
Value Partners Limited jobs
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View job summary: Associate Director / Director, Operations Hong Kong

Job Summary - To supervise the operations of a SFC regulated Type 1 activity business; - Responsible Officer (RO) and possess an unconditional RO license...

Value Partners Limited 5 hours ago
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View job summary: Manager, Account Investigations Hong Kong

Job: Operations Primary Location: Greater China and North Asia-Hong Kong-Hong Kong Other Locations: Schedule: Full-time Employee Status: Permanent Posting Date:...

StandardCharteredBank 4 hours ago
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View job summary: Compliance Senior Officer / Assistant Manager (Contract 6-9 months) Hong Kong

compliance issues. Provide resolution to breaches and investment processes....

Conning Asia Pacific Limited 5 hours ago
Alter Domus jobs
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View job summary: Legal Senior Officer Hong Kong

Alter Domus (Hong Kong)

JOB DESCRIPTION: The main responsibility of the right candidate will be to support the client onboarding, legal and internal compliance aspects of our new...

Alter Domus 5 hours ago
Citi jobs
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Citi (Hong Kong)

The E-Business Manager provides leadership and supervisory responsibility for medium-sized operational/administrative team(s)) of clerical/support employees. Go...

Citi 2 hours ago
Citi jobs
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View job summary: APAC Treasury and Trade Solutions Cash Risk Head - Director Hong Kong

Citi (Hong Kong)

APAC TTS Cash Risk Head The TTS Cash Risk Management team is a subset of Transaction Services Risk Management, which consists of a core group of professional ri...

Citi 3 days ago
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View job summary: Senior Compliance Officer (Control Room and Private Side Compliance Focus) Hong Kong

Bnpparibasgt (Hong Kong)

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 1...

Bnpparibasgt 2 days ago
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View job summary: Private Wealth Management, BU Risk Management, Hong Kong Hong Kong

MorganStanley (Hong Kong)

Posting Date: Jan 21, 2021 Primary Location: Non-Japan Asia-Hong Kong-Hong Kong-Hong Kong Job: Private Banking Full Time Vice President Morgan Stanley Private W...

Morgan Stanley 2 days ago
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View job summary: Compliance Officer (AML and KYC Compliance Focus) Hong Kong

Bnpparibasgt (Hong Kong)

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 1...

Bnpparibasgt 2 days ago
BNP Paribas jobs
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View job summary: Compliance Officer (Protection of Clients Interest , Global Market Focus) Hong Kong

BNP Paribas (Hong Kong)

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 1...

BNP Paribas 3 days ago
Bank of China jobs
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View job summary: Business Compliance Manager / Senior Business Compliance Officer Hong Kong

Bank Of China (Hong Kong)

Responsibilities: Review customer profile, KYC documents, customer statistic data and provide review recommendation for periodic review and trigger event review...

Bank Of China 5 days ago

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