Compliance Officer Jobs In Hong Kong

Top 1 to 10 of 2,122 job listings
231

Equities Compliance Officer

UBS Financial Services (Hong Kong, Hong Kong)

Your role: Do you have experience in providing compliance or risk advisory services to an Equities division? Do you enjoy advising and supporting front office...
UBS Financial Services
- 3 days ago

Senior Business Compliance Officer / Manager

Bank Of China (Hong Kong, Hong Kong)

Responsibilities: Provide advisory services to business units in the interpretation and implementation of compliance requirement and credit policies. Assist in...
Bank of China
- 2 days ago

Junior Regulatory Compliance Officer

UBS Financial Services (Hong Kong, Hong Kong)

Your role: Are you analytical, good with data and aspire to grow your compliance career? If so we are looking for junior Regulatory Compliance officer to join...
UBS Financial Services
- 2 days ago

Control Room Compliance Officer

Credit Suisse (Hong Kong, Hong Kong)

Hong Kong-Hong Kong-Hong Kong   |       Full-time   |   Corporate Functions   |     Legal & Compliance English We Offer   Credit Suisse’s Compliance department...
Credit Suisse
- 3 days ago

Senior Business Compliance Officer

Bank Of China (Hong Kong, Hong Kong)

Responsibilities: Conduct regular compliance reviews and sample checking on business operation to ensure compliance with rules and regulations; prepare...
Bank of China
- 2 days ago

Control Room Compliance Officer #120986

Credit Suisse (Hong Kong, Hong Kong)

Credit Suisse’s Compliance department is currently seeking an extraordinary individual as a Vice President in the Hong Kong Control Room. The role reports to...
Credit Suisse
- 2 days ago

GF - Senior Compliance Officer, APAC Equities, Senior Vi...

Citi (Hong Kong, Hong Kong)

Description   Key Activities:   Serves as a senior Equities business/product compliance risk officer for Independent Compliance Risk Management (ICRM...
Citi
- 20 hours ago

Senior Business Compliance Officer

Bank Of China (Hong Kong, Hong Kong)

Responsibilities Ensure banks policies and procedures are in compliance with regulatory requirements Manage and conduct compliance checking to monitor sales...
Bank of China
- 1 day ago

Compliance Officer

Bank Of China (Hong Kong, Hong Kong)

 Responsibilities: Handle and coordinate AML related tasks within the team to ensure effective implementation of procedures Maintain transaction monitoring syst...
Bank of China
- 2 days ago

Senior Wealth Management Compliance Officer - Greater China

UBS Financial Services (Hong Kong, Hong Kong)

Your role: Do you specialize in Global Wealth Management (GWM) Compliance Advisory? Do you have significant prior exposure cross-border to the China Markets...
UBS Financial Services
- 3 days ago
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