Transaction Processing Control Manager
Charteron Human Resources Ltd (Hong Kong)
Operational Risk familiar with FX, MM, Derivatives Securities SOX and SOX IT Applications Control ... 3 yrs audit 3 ...Notes are only visible to you.
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New Business Control
UBS Financial Services (Hong Kong)
Title New Business Control Job Reference # 84205BR Location Hong Kong City Hong Kong ... WP, BPS, CRC, etc) and requires strong skills in co-ordinating and liaising with control ...Notes are only visible to you.
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SVP/Dir - Regulatory Risk & Control
Morgan McKinley (Hong Kong)
legislations, including client money, Regulatory Reporting, KYC, Dodd Frank, Trade & Transaction reporting. Exposure to regulators and experience in regulatory interactions. Understanding of risk and control discipline. Experience of working in a complex matrix management environment. ...Notes are only visible to you.
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Structured Credit Transaction Manager
UBS Financial Services (Hong Kong)
Title Structured Credit Transaction Manager Job Reference # 84064BR Location Hong Kong City Hong ... Business Divisions Corporate Center Job Type Full Time Description The SC Transaction Manager is part of a specialist team of ...Notes are only visible to you.
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Transaction Processing And Controls Manager
Ambition Hong Kong (Hong Kong)
client is a leading International Investment Bank which is looking for an experienced candidate to join in a transaction focused operational risk and control position. Supporting the global business across all products, this is a critical ...Notes are only visible to you.
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Risk - Control Room (AVP)
Deutsche Bank (Hong Kong)
projects. Skills / Experience University graduated with at least 4 to 5 years of compliance or control experience in the banking industry. Control Room, Equities, Corporate Finance or Transaction Monitoring experience is an advantage. Excellent communication ...Notes are only visible to you.
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Vice President, Compliance & Control, Investment Bank
Profile Search & Selection (Hong Kong)
Korea. You will review sales and trading activities across the equities business and highlight transaction activity that may run contrary to policy and regional regulatory requirements. You ... Compliance. The successful candidate will possess at least 5-7 years' ...Notes are only visible to you.
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Asia Investment Banking Control Associate - ECM/DCM
JPMorgan Chase (Hong Kong)
Controller team: Responsible for the overall integrity and accuracy of the financial statements Overall governance of the transaction control cycle Preparation of regulatory returns for the business including substantiation of the balance sheet ...Notes are only visible to you.
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Asia Investment Banking Control Associate - ECM/DCM
JPMorgan Chase (Hong Kong)
Controller team: * Responsible for the overall integrity and accuracy of the financial statements * Overall governance of the transaction control cycle * Preparation of regulatory returns for the business including substantiation of the balance sheet ... ...Notes are only visible to you.
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FTP Change Manager - Business Financial Control ASP, Global...
HSBC (Hong Kong)
Job Reference No. 6344/Web FTP Change Manager - Business Financial Control ASP, Global Markets Global Banking & Markets INTRODUCTION HSBC’s Finance ... our Global Finance Change Programme. The programme’s key objectives are to strengthen Finance’s ...Notes are only visible to you.
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