Compliance Officer Jobs In Hong Kong

Top 1 to 10 of 1,026 job listings
231

Senior Compliance Officer - Equities - Senior Vice President

Citi (Hong Kong)

Description   The purpose of the role is to ensure that the business area maintains a high standard of regulatory compliance and to protect the reputation of...
Citi
- 7 hours ago -
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Compliance Officer, Anti-Bribery & Corruption APAC

UBS Financial Services (Hong Kong)

*Your role:* Do you have experience with anti-bribery & corruption, sanctions or financial crime compliance? Do you have a keen analytical mind? Do you enjoy...
UBS Financial Services
- 10 hours ago -
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IB Compliance Officer - Regulatory Initiatives

UBS Financial Services (Hong Kong)

*Your role:* Are you enthused by a role that would challenge you to remain abreast of the latest regulatory developments and understand how they might impact us...
UBS Financial Services
- 3 days ago -
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HK - GF - Senior Compliance Officer, AML

Citi (Hong Kong)

Description   Formulate and develop relevant compliance policies & procedures, including AML & Sanctions program, to ensure compliance with local country...
Citi
- 4 days ago -
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Employee Conflicts of Interest Compliance Officer

UBS Financial Services (Hong Kong)

*Your role:* Do you have good judgment? Are you a strong communicator? Were looking for talented people to join our Employee Conflicts of Interest Team to: – s...
UBS Financial Services
- 3 days ago -
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Senior Regulatory Compliance Officer

UBS Financial Services (Hong Kong)

*Your role:* Do you specialize in regulatory initiatives? Are you interested in regulatory developments in the financial markets? Were looking for someone like...
UBS Financial Services
- 3 days ago -
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IBD/Corporate Finance Compliance Officer

UBS Financial Services (Hong Kong)

*Your role:* Are you risk averse but risk aware? Do you specialise in IBD/Corporate Finance Compliance possessing solid knowledge of listing rules? We are...
UBS Financial Services
- 3 days ago -
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Compliance Officer - WM Compliance - Surveillance

BNP Paribas (Hong Kong)

        BNP Paribas   The BNP Paribas Group is a leader in banking and financial services, employing over 185,000 people across 75 countries and 5 continents. A...
BNP Paribas
- 2 days ago -
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APAC Sanctions Compliance Officer

UBS Financial Services (Hong Kong)

*Your role:* Do you have a strong attention to detail? Are you an effective communicator? If so, were looking for someone like this to: - act as a central poin...
UBS Financial Services
- 3 days ago -
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Senior Regulatory Compliance Officer

UBS (Hong Kong)

Your role Do you specialize in regulatory initiatives? Are you interested in regulatory developments in the financial markets? Were looking for someone like th...
UBS
- 8 days ago -
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