Compliance Manager/Senior Manager Responsibilities: Compliance Policy and Procedures: Develop and update the companys compliance policies and procedures to ensure business activities comply with national and regional financial regulatory laws. Regulatory Agency Communication: Maintain close contact with regulatory agencies to stay informed
Compliance Manager - Chinese Securities Responsibilities: Reporting to Head of Compliance Provide compliance advisory on FICC products within a Chinese security house or retail brokerage. Ensure adherence to regulatory requirements and guidelines. Develop and update compliance policies and procedures. Conduct compliance monitoring
About Us: Our client is a professional virtual asset provider based in Hong Kong, serving clients around the world. As a professional and reliable virtual asset trading platform, our client assists its customers to securely settle
Job description A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for
Company Description: Lianhe Ratings Global Limited (“Lianhe Global”) was founded in 2017 and is a wholly-owned subsidiary of China Lianhe Credit Rating Co., Ltd., one of the most professional and largest credit rating agencies in China.
As part of the leadership team, this incumbent is expected to: Provide sound compliance advisory service on Product, Sales and Distribution. Setting up effective Distribution Compliance framework. Manages compliance program to meet internal and regulatory requirements. Cultivate strong compliance awareness
Responsibilities: Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products; Co-ordinate and handle enquires from business departments regarding to regulatory compliance requirements and provide advice and recommendations; Influences and negotiates with
Who We Are At OKX, we believe our future is reshaped with technology. Founded in 2017, OKX is one of the world’s leading cryptocurrency spot and derivatives exchanges. OKX innovatively adopted blockchain technology to reshape the
Job Location: Hong Kong Hong Kong Company description Ferrero is a family-owned company with a truly progressive and global outlook and iconic brands such as Nutella®, Tic Tac®, Ferrero Rocher®, Raffaello®, Kinder Bueno® and Kinder Surprise®.
Job Responsibilities: Provide compliance advice and review AML/CTF issues Coordinate and liaise with relevant departments to resolve day-to-day compliance issues in relation to AML/CTF Coordinate and liaise with relevant departments on the sanctions and terrorist screening on the
Ri Responsibilities Monitor the compliance matters related to the operations of pension and trust businesses Ensure the relevant legislation, rules and guidelines are complied with all applicable regulations, rules, codes, guidelines and standards set by regulators and
Company Description: Cheery Mount Consulting Company Limited Our client, a multinational company, is looking for a high calibre candidate to fill up the following positions Job Description: MNC Buying Office; 5 Days Work; 13 Month Salary
Currently partnering with one of the most innovative insurance companies in Hong Kong, this organisation has captured significant market shares in recent years due to its innovative and sustainable strategy. With equally high standard on compliance, we
Responsibilities: Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and procedures, compliance manuals etc. in accordance
The successful candidate will be responsible for establishing and directly managing the Hong Kong Compliance Program, tailored to the specific Compliance needs and risks for Hong Kong business including working with the Japan business and US stakeholders Client
Key Responsibilities: Regulatory Compliance: Monitor, interpret, and keep abreast of applicable laws, regulations, and guidelines related to investment and insurance products. Develop and implement compliance policies, procedures, and controls to ensure adherence to these requirements. Risk Assessment: Conduct
Job Responsibilities: Promote and monitor the effective implementation of external regulatory rules and the Banks internal policies and procedures. Conduct CDD and AML risk assessment approvals. Conduct self-checking for the departments CDD and AML processes. Carry
Responsibilities Ensure investment compliance. Handle SFC applications, regulatory and general compliance issues such as employees personal dealings, as well as other regulatory reporting and filings involving SFC-authorized funds. Review and coordinate the execution of service agreements with respective
Senior Risk & Compliance Manager – Section Head (Trustee & MPF) (Job ID 4038) Responsibilities Plan, organise, lead and control the activities of Risk & Compliance Section Ensure that the operations of pension and trust businesses comply with the
Investment Compliance focus Solid experience in Asset Management Stable team & business (up to 70K base) The Company: With over 15 years of experience, the company provides a wide range of financial services including investment management and