Senior Audit Manager / Audit Manager (Compliance) - Banking Audit (Job ID 4198) Responsibilities Be a team member of Banking Audit Department Develop and implement comprehensive audit plans for compliance and AML/CFT audits, to assess the adequacy of internal controls
Together, we can achieve more The Bank of East Asia, Limited (BEA) is Hong Kong’s largest independent local bank with 48 branches, 42 SupremeGold Centres, and 3 i-Financial Centres throughout the city. Overseas, BEA has established
Main Responsibilities -Liaise with regulators (such as HKMA and the SFC) and relevant parties to facilitate regulatory examinations, questionnaires, surveys, investigations, and reporting requirements -Provide internal compliance advice and implement some compliance reviews as set forth in internal
Job Responsibilities: Promote and monitor the effective implementation of external regulatory rules and the Banks internal policies and procedures. Conduct CDD and AML risk assessment approvals. Conduct self-checking for the departments CDD and AML processes. Carry
Responsibilities Act as first line of defense to review and advise business on control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations
This is an exciting opportunity with global retail / consumer bank, with solid and established compliance culture in placed. They are looking for AD/D, Regulatory Compliance to come in and lead their General Compliance team, being an important part
Join Bank of China (Hong Kong) Be a dynamic member of our team We commit to excellence and professionalism We value people We offer challenging and rewarding careers that will further your personal development. For other
Since 1996, Recruit Express has placed highly-qualified professionals at many Fortune 500 companies in Asia and around the world. From recruiting to on-boarding, our clients enjoy a process-driven, human-centric approach to recruiting and access to a
We are looking for a AVP/VP Compliance Review, for our client, a well-established corporate bank, in Hong Kong. Job Responsibilities: Conduct thorough compliance reviews and assessments to identify potential compliance risks, gaps, and control weaknesses, ensuring adherence to regulatory
Proactive, Dedicated and Innovative Bank of Communications (Hong Kong) Limited (“Bank of Communications (Hong Kong)”) is a wholly owned subsidiary of Bank of Communications Co., Ltd., which provides personal banking, corporate banking and private banking services through 43 outlets,
Since 1996, Recruit Express has placed highly-qualified professionals at many Fortune 500 companies in Asia and around the world. From recruiting to on-boarding, our clients enjoy a process-driven, human-centric approach to recruiting and access to a
Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is the flagship of overseas business of Industrial and Commercial Bank of China Limited (“ICBC”) – currently the largest commercial bank in China, and it is
Compliance, Global Banking and Markets Public, Vice President, Hong Kong The Goldman Sachs Group is a bank holding company and a leading global banking & markets, and asset & wealth management firm. Goldman Sachs provides a wide range of
Responsibilities: Act as first line of defense to conduct AML and investment/banking related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks
Company Description: Bank of Communications (Hong Kong) Limited (“Bank of Communications (Hong Kong)”) is a wholly owned subsidiary of Bank of Communications Co., Ltd., which provides personal banking, corporate banking and private banking services through 43 outlets, 4 business
Join Bank of China (Hong Kong) Be a dynamic member of our team We commit to excellence and professionalism We value people We offer challenging and rewarding careers that will further your personal development. For other
Join Bank of China (Hong Kong) Be a dynamic member of our team We commit to excellence and professionalism We value people We offer challenging and rewarding careers that will further your personal development. For other
Shanghai Pudong Development Bank Co. Ltd (SPD Bank), (stock code 600000) incorporated on January 9, 1993, is a reputable listed joint-stock commercial bank with its headquarter located in Shanghai. SPD Bank has a high standing in
Job description A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for
Job description A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for