Compliance Manager, IBD and Research
Ardent Emerging Markets (Hong Kong)
Compliance testing - Co-ordinate with other legal and compliance departments on improvements and changes to the compliance framework. Candidates should come from a strong compliance background with a demonstrable understanding of investment banking compliance, ECM, DCM ...Notes are only visible to you.
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RESEARCH COMPLIANCE - VP / SVP
Recruitment Intelligence Consultants Limited (Hong Kong)
You will ensure that all research products are published in accordance with applicable rules and regulations as well as comply with research guidelines for pre-deal research. This will include reviewing and approving the publication of pre-deal ...Notes are only visible to you.
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Compliance HK, APAC Investment Banking, Research & Pri...
Morgan Stanley (Hong Kong)
Position Category: Legal/Compliance Position Compliance HK, APAC Investment Banking, Research & Private Equity Compliance, Manager / Director Job Level: Manager Hong Kong - Hong Kong ...Notes are only visible to you.
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Compliance Manager, IBD and Research
Ardent Emerging Markets (Hong Kong)
Compliance testing - Co-ordinate with other legal and compliance departments on improvements and changes to the compliance framework. Candidates should come from a strong compliance background with a demonstrable understanding of investment banking compliance, ECM, DCM ...Notes are only visible to you.
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RESEARCH COMPLIANCE - VP / SVP
Recruitment Intelligence Consultants Limited (Hong Kong)
You will ensure that all research products are published in accordance with applicable rules and regulations as well as comply with research guidelines for pre-deal research. This will include reviewing and approving the publication of pre-deal ...Notes are only visible to you.
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显示工作摘要 Recruitment Intelligence Consultants Limited Hong Kong RESEARCH COMPLIANCE - VP / SVP 工作
RESEARCH COMPLIANCE VP SVP
Recruitment Intelligence Consultants Ltd (Hong Kong)
Research Compliance 8 years experience Investment Bank ...Notes are only visible to you.
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AVP Investment Banking and Research Compliance
Aston Carter (Hong Kong)
Top Tier Investment Bank looking for a Manager within Investment Banking and Research Compliance focused on Investment Banking, Global Capital Markets, Research, Merchant Banking and Real Estate Finance within the Group with international reporting ...Notes are only visible to you.
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Compliance HK, APAC Investment Banking, Research & Pri...
Morgan Stanley (Hong Kong)
Position Category: Legal/Compliance Position Compliance HK, APAC Investment Banking, Research & Private Equity Compliance, Manager / Director Job Level: Manager Hong Kong - Hong Kong ...Notes are only visible to you.
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Compliance HK, APAC IB, GCM, Private Equity Research, ...
Morgan Stanley Asia Limited (Hong Kong)
IBD, GCM, PE Research compliance experience Knowledge in Asia Pacific regional compliance Strong English Mandarin communication skills ...Notes are only visible to you.
Credit Research, Emerging Market Debt , Associate Director
Profile Search & Selection (Hong Kong)
arm of a well establised financial institution looking for an Associate Director level credit research analyst. This role is responsible for providing credit research support for non-Asian issuers and counterparties. Responsibilities: Vigorous monitoring of credit ...Notes are only visible to you.