Associate, Equities Compliance, Investment Bank
Robert Half Hong Kong (Hong Kong)
Company A new opportunity for an Equities Compliance Associate has arisen within an investment bank which is undergoing significant change. This is an unusual opportunity for experienced Equities ... Role • Monitoring equities surveillance activities and developing new ...Notes are only visible to you.
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Associate - Control Room Compliance, Investment Bank - $40-...
Robert Half Hong Kong (Hong Kong)
truly make a difference. This role sits within the control room division at a reputable investment bank in a newly created head count. They are looking for an experienced control room ... Finance or related discipline. You must ...Notes are only visible to you.
Deputy Head of Legal & Compliance, Investment Bank, HK
i-Contact Asia Ltd (Hong Kong)
Responsibilities: -Manage the legal & compliance, as well as company secretary functions -Develop proper controls, policies and procedures ... Company complies with internal and external legal and regulatory requirements -Implement, review and update compliance ...Notes are only visible to you.
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Director, Sales & Trading Compliance, Investment Bank
Profile Search & Selection (Hong Kong)
brokerage activities. The successful candidate will possess at least 8-10 years of relevant advisory compliance experience within a global brokerage or investment bank. A strong working knowledge of the regional regulatory environment is desirable as is ...Notes are only visible to you.
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Associate, Equities Compliance, Investment Bank
Robert Half Hong Kong (Hong Kong)
Company A new opportunity for an Equities Compliance Associate has arisen within an investment bank which is undergoing significant change. This is an unusual opportunity for experienced Equities ... Role • Monitoring equities surveillance activities and developing new ...Notes are only visible to you.
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Vice President, Regional AML Compliance, Investment Bank
Profile Search & Selection (Hong Kong)
11420436 - Based in Hong Kong and reporting to the APAC Head of AML Compliance, you will have ultimate responsibility to ensure that AML Surveillance and Sanctions Compliance policies and procedures meet regional regulatory standards. Your ...Notes are only visible to you.
Associate - Control Room Compliance, Investment Bank - $40-...
Robert Half Hong Kong (Hong Kong)
truly make a difference. This role sits within the control room division at a reputable investment bank in a newly created head count. They are looking for an experienced control room ... Finance or related discipline. You must ...Notes are only visible to you.
Vice President, Regional AML Compliance, Investment Bank
Profile Search & Selection (Hong Kong)
11420444 - Based in Hong Kong and reporting to the APAC Head of AML Compliance, you will have ultimate responsibility to ensure that AML Surveillance and Sanctions Compliance policies and procedures meet regional regulatory standards. Your ...Notes are only visible to you.
Senior Compliance Manager/ Officer for Head of Compliance ro...
Carlton CP (Hong Kong)
My client is a top tier bank based in Hong-Kong looking for a Senior Compliance Manager to step in to a Head of Compliance role. The role requires previous Compliance experience in the field of derivatives, ...Notes are only visible to you.
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Deputy Head of Legal & Compliance, Investment Bank, HK
i-Contact Asia Ltd (Hong Kong)
Responsibilities: -Manage the legal & compliance, as well as company secretary functions -Develop proper controls, policies and procedures ... Company complies with internal and external legal and regulatory requirements -Implement, review and update compliance ...Notes are only visible to you.
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显示工作摘要 i-Contact Asia Ltd Hong Kong Deputy Head of Legal & Compliance, Investment Bank, HK 工作
